Polar Investment Counsel, Inc.
Independent Securities & Futures Brokers and Investment Advisor
Member: FINRA, NFA, MSRB, SIPC
Home Office: Thief River Falls MN
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US National Debt
SEC Rule 11Ac
SEC 11Ac1-6 Disclosure
SEC Rule 11Ac1-6 Report - PICI - 1st Qtr 2012 (Percentage of Total Non-Directed Orders Routed to Individual Route Venues)
SEC Rule 11Ac1-6 Report - PICI - 1st Qtr 2012
(Percentage of Total Non-Directed Orders Routed to Individual Route Venues)
Securities Listed on New York Stock Exchange
Securities Listed on NASDAQ Stock Market
Each firm has a duty to insure that it is getting the best execution possible. The link below will take you to a site that enables you to download and view best execution data for Southwest Securities, Inc. Click on the link, then select Southwest Securities, Inc. from the list and follow the online instructions.
SWS Best Execution Data
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Securities and Investment Advice Offered Through:
Member FINRA, NFA, MSRB, SIPC
www.polarinvest1.com
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