Polar Investment Counsel, Inc.

Independent Securities & Futures Brokers


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About Hilltop Securities, Inc.  (HTS)

Hilltop Securities, Inc. (formerly SWS, now HTS) is based in Dallas, Texas and is a fully disclosed securities clearing firm.  HTS is a member of The New York Stock Exchange (NYSE) and regulated by the Financial Industry Regulatory Authority (FINRA)


HTS is also a member of the Securities Investors Protection Corporation (SIPC).  To learn more about how SIPC protects the public investor, please visit their web site at www.sipc.org.  In addition to SIPC coverage, Hilltop Securities, Inc. insures each customer (as defined by SIPC).  It should be noted that this insurance coverage protects against failure of the firm etc., NOT against market loss.


HTS is the custodian of our clients assets.  What this means is your money is held at HTS. At no time should funds being deposited into your HTS brokerage account be made out to your financial professional or to Polar Investment Counsel, Inc.  All deposits are to be made to Hilltop Securities Inc., for the benefit of your account.  All outside investment purchases are to be made payable to respective fund or entity.


For more information, please visit their web site at www.hilltopsecurities.com


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